Insights

Blog Bite: Can employers prepare their employees for SEC checks in the US?

This article posted to our partner site Mondaq.com provides insight on the SEC (Securities and Exchange Commission) and the fact that employers are not allowed to notify employees or prepare them in any way for inspections and checks as this would impede the Commissions investigations.

Furthermore, employers are legally prohibited from using "outside parties" in confidentiality agreements in regards to who employees are not allowed to discuss matters with.

  • Confidentiality
  • Confidentiality Agreement

This article is provided for informational purposes only and does not create a lawyer-client relationship with the reader. It is not legal advice and should not be regarded as such. Any reliance on the information is solely at the reader’s own risk.

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